The Regulations part of the Series 63 seems confusing but it shouldn't be. This Series 63 Regulations cheat sheet should help

0:00 Intro
00:35 Broker Dealer ( BD)
02:11 Agent
04:19 Investment Advisor ( IA)
07:40 Investment Advisor Representative ( IAR)
09:26 Take a Snapshot

Capital Advantage Tutoring channel (#1 channel for SIE ands Series 7 Exam ) on Youtube over 300 videos to help you pass the FINRA and Nasaa exams

Give Achievable a try (FREE TRIAL) https://achievable.me/#a_aid=capital-...

If you are looking for a Series 7 top off tutor please visit
https://www.series7exam.org

Or check out Michael Weiss ( great tutor )
https://www.series7examtutor.com
For a 15% discount on STC materials
https://www.stcusa.com/referral/capit...


Try Kindle Unlimited for free ( 30 days)
https://amzn.to/3zRo9hA


Join this channel to get access to perks:
   / @series7exam  
Series 7 for Dummies--https://amzn.to/36lmX7r
Series 7 for Dummies Questions -- https://amzn.to/352vDiK
Series 6 questions-- https://amzn.to/2ToH01j
Series 6 book by Wiley -- https://amzn.to/2wpInn9

Michael Lewis ( love his take on finance )
Liars poker https://amzn.to/34J6MQH
Flash Boys https://amzn.to/34zVwFU
Money Culture https://amzn.to/2JSV6CQ
PANIC!! https://amzn.to/2Nlvd0w

#Series7exam #sieexam #finra #capitaladvantagetutoring #series7whisperer
Ken Finnen Chatham NJ